Examination #1
These public documents are responses from Block Transfer's first examination, conducted in 2025 by the U.S. Securities and Exchange Commission's New York Regional Office.
The series documents Block Transfer's responses to successive staff requests concerning its transfer-agent operations and blockchain-based recordkeeping system. The final response addresses findings from the examination. Certain third-party details in the public copies have been redacted.
Scope of the collection
These pages summarize the public responses rather than the nonpublic exhibits and supplements referenced within them. The summaries are navigational aids; the embedded PDFs remain the primary records.
Responses
Response #1
Public response from BlockTransfer's first examination.
Response #2
Redacted response from BlockTransfer's first examination.
Response #3
Public response from BlockTransfer's first examination.
Response #4
Redacted response from BlockTransfer's first examination.
Response #5
Public response from BlockTransfer's first examination.
Response #6
Public response from BlockTransfer's first examination.
Response #7
Redacted response from BlockTransfer's first examination.
Response #8
Public response from BlockTransfer's first examination.